Deane Serfer Rudofker (Deane Rudofker) Fired by Wells Fargo Advisors, LLC and Ameriprise Financial Services, Inc. - Goodman & Nekvasil P.A., May Recover Investor Losses

Goodman & Nekvasil P.A., May Recover Investor Losses - Deane Serfer Rudofker (Deane Rudofker) Fired by Wells Fargo Advisors, LLC and Ameriprise Financial Services, Inc.

From 2003 until Deane Rudofker’s firing in 2015, Deane Rudofker was licensed with Wells Fargo Advisors, LLC. Deane Rudofker was subsequently licensed with Ameriprise Financial Services, Inc. and Summit Brokerage Services, Inc. According to FINRA’s records, Deane Rudofker was fired by Wells Fargo Advisors, LLC on August 27, 2015. Wells Fargo Advisors, LLC reported to FINRA that Deane Rudofker was accused of providing inaccurate information to another team member, incorrectly stating that Deane Rudofker had spoken with a client regarding trades, when such conversations had not taken place.  

Subsequent to Deane Rudofker’s firing by Wells Fargo Advisors, LLC, Deane Rudofker was fired by Ameriprise Financial Services, Inc. on April 19, 2016. Ameriprise Financial Services, Inc. reported to FINRA that Deane Rudofker was terminated for violations of company policy related to the firm’s solicitation policy, mismarking trade tickets as unsolicited and use of personal email with a client.

If you lost any money on investments with Deane Rudofker, you may be able to recover your losses from Wells Fargo Advisors, LLC, Ameriprise Financial Services, Inc. and/or Summit Brokerage Services, Inc. This is because Wells Fargo Advisors, LLC, Ameriprise Financial Services, Inc. and Summit Brokerage Services, Inc. had a duty to supervise Deane Rudofker.

If you lost money on investments with Deane Rudofker and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Wells Fargo Advisors, LLC, Ameriprise Financial Services, Inc. and/or Summit Brokerage Services, Inc. concerning Deane Rudofker’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years.  Goodman & Nekvasil, P.A. has recovered more than $170 million on behalf of victimized investors. If you lost money on investments with Deane Rudofker and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.

 

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