David William Beutler (David Beutler) Formerly Licensed with Wells Fargo Advisors, LLC, Barred from Securities Industry – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses - David William Beutler (David Beutler) Formerly Licensed with Wells Fargo Advisors, LLC, Barred from Securities Industry
David Beutler was licensed with Wells Fargo Advisors, LLC from July 2003 to August 2016. David Beutler was barred from the securities and investment banking industry by the Financial Industry Regulatory Authority (FINRA) on May 15, 2017. FINRA reports that David Beutler failed to respond to FINRA request for information.
FINRA reports that an arbitration claim involving David Beutler’s conduct with Wells Fargo Advisors, LLC was filed, alleging unsuitable recommendations were made between 2011 and 2015. This arbitration claim was settled for $150,000.
If you lost any money on investments with David Beutler, you may be able to recover your losses from Wells Fargo Advisors, LLC. This is because Wells Fargo Advisors, LLC had a duty to supervise David Beutler.
If you lost money on investments with David Beutler and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Wells Fargo Advisors, LLC concerning David Beutler’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with David Beutler, or if funds were misappropriated from you and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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