David Alan Lakis (David Lakis) Formerly Licensed with Harbour Investments, Inc. - Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses - David Alan Lakis (David Lakis) Formerly Licensed with Harbour Investments, Inc.
From 2004 until 2017, David Lakis was licensed with Harbour Investments, Inc. According to FINRA’s records, David Lakis resigned from Harbour Investments, Inc. on September 19, 2017. Harbour Investments, Inc. reported to FINRA that David Lakis was accused of failing to follow company procedures by sending unapproved correspondence to a customer.
If you lost any money on investments with David Lakis, you may be able to recover your losses from Harbour Investments, Inc. This is because Harbour Investments, Inc. had a duty to supervise David Lakis.
If you lost money on investments with David Lakis and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Harbour Investments, Inc. concerning David Lakis’ conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with David Lakis and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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