Daniel Gerard Derepentigny (Daniel Derepentigny) Formerly Licensed with National Securities Corporation, Barred from Securities Industry – Goodman & Nekvasil P.A, May Recover Investor Losses
Goodman & Nekvasil P.A, May Recover Investor Losses - Daniel Gerard Derepentigny (Daniel Derepentigny), Formerly Licensed with National Securities Corporation, Barred from Securities Industry
Daniel Derepentigny was licensed with National Securities Corporation from 2010 to 2016. Daniel Derepentigny was barred from the securities and investment banking industry by the Financial Industry Regulatory Authority (FINRA) on November 18, 2016. FINRA reports that Daniel Derepentigny failed to respond to FINRA request for information.
FINRA reports that seven complaints and/or arbitration claims were filed involving Daniel Derepentigny’s conduct with National Securities Corporation and/or Daniel Derepentigny’s previous employer. These complaints and/or arbitration claims allege suitability, misrepresentation, breach of fiduciary duty, negligence, churning, and/or failure to execute an order. These complaints and/or arbitration claims all settled, with the largest settling for $400,000.
FINRA also reports that three complaints have been are currently pending involving Daniel Derepentigny’s conduct with National Securities Corp and National Asset Management. These claims allege misrepresentation and suitability.
If you lost any money on investments with Daniel Derepentigny you may be able to recover your losses from National Securities Corporation. This is because National Securities Corporation had a duty to supervise Daniel Derepentigny.
If you lost money on investments with Daniel Derepentigny and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against National Securities Corporation concerning Daniel Derepentigny’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Daniel Derepentigny and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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