Corin L. Kievman-Pettit (Corin Pettit) a/k/a Corin L. Kievman and Corin L. Pettit, Suspended from Securities Industry and Fired by Pruco Securities, LLC – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses - Corin L. Kievman-Pettit (Corin Pettit) a/k/a Corin L. Kievman and Corin L. Pettit, Suspended from Securities Industry and Fired by Pruco Securities, LLC
From 2012 until Corin Pettit’s firing in 2015, Corin Pettit was licensed with Pruco Securities, LLC. According to FINRA’s records, Corin Pettit was fired by Pruco Securities, LLC on January 12, 2015. Pruco Securities, LLC reported to FINRA that Corin Pettit was accused of impersonating a prospective client to obtain account information during a call with another firm.
Subsequent to Corin Pettit’s firing by Pruco Securities, LLC, FINRA investigated Corin Pettit and brought a disciplinary action against Corin Pettit. Corin Pettit was suspended for 30 days from the securities and investment banking industry on May 1, 2015. FINRA reports that Corin Pettit consented to the sanction and to the entry of findings that Corin Pettit impersonated a customer (“JG”) without JG’s authorization, knowledge or consent. The findings stated that specifically, Corin Pettit met with JG, who provided Corin Pettit with financial statements for accounts held by JG at an investment company. Thereafter, according to FINRA, Corin Pettit twice contacted the investment company where JG’s accounts were located. According to FINRA, in each instance, Corin Pettit placed a telephone call to the investment company, falsely identified herself as JG, and provided personal data, which Corin Pettit had received previously from JG, to obtain information related to JG’s accounts. According to FINRA, Corin Pettit impersonated JG without JG’s authorization, knowledge or consent.
If you lost any money on investments with Corin Pettit, you may be able to recover your losses from Pruco Securities, LLC. This is because Pruco Securities, LLC had a duty to supervise Corin Pettit.
If you lost money on investments with Corin Pettit and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Pruco Securities, LLC concerning Corin Pettit’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with Corin Pettit and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Keywords: Corin L. Kievman-Pettit, Corin Kievman, Corin Pettit, Pruco Securities, FINRA, SEC, Fraud, Attorney, Broker, Brokerage, Firm, Brokerage Firm, Invest, Lawyer, Securities Lawyer, Goodman and Nekvasil, Nekvasil, Goodman, Investor, Investment, Financial, Financial Services, SecuritiesBack to Blogs