Colleen Geraghty - Financial Advisor Colleen Geraghty Discharged by Pruco Securities LLC
Colleen Geraghty - Financial Advisor Colleen Geraghty Discharged by Pruco Securities, LLC | Goodman & Nekvasil, PA May Recover Investor Losses
Colleen Geraghty CRD #6375688
From 2015 until Colleen Geraghty’s firing in 2017, Colleen Geraghty was licensed with Pruco Securities, LLC. Colleen Geraghty was previously licensed with Princor Financial Services Corporation. According to FINRA’s records, Colleen Geraghty was fired by Pruco Securities, LLC on April 17, 2017. Pruco Securities, LLC reported to FINRA that Colleen Geraghty was accused of misrepresenting the amount a client intended to deposit into an Annuity Contract to achieve a bonus. Pruco Securities, LLC also reported to FINRA that Colleen Geraghty was accused of submitting Company documents for processing that had alterations not initialed by the client.
If you lost any money on investments with Colleen Geraghty, you may be able to recover your losses from Pruco Securities, LLC and/or Princor Financial Services Corporation. This is because Pruco Securities, LLC and Princor Financial Services Corporation had a duty to supervise Colleen Geraghty.
If you lost money on investments with Colleen Geraghty and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Pruco Securities, LLC and/or Princor Financial Services Corporation concerning Colleen Geraghty’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $170 million on behalf of victimized investors. If you lost money on investments with Colleen Geraghty and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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