Cody Brian Schmitz (Cody Schmitz) Fired by United Planners’ Financial Services of America A Limited Partner -- Goodman & Nekvasil P.A, May Recover Investor Losses

Goodman & Nekvasil P.A, May Recover Investor Losses - Cody Brian Schmitz (Cody Schmitz) Fired by United Planners’ Financial Services of America A Limited Partner 

From 2016 until Cody Schmitz’s firing in 2017, Cody Schmitz was licensed with United Planners’ Financial Services of America A Limited Partner.  Cody Schmitz was previously licensed with Cambridge Investment Research, Inc. According to FINRA records, Cody Schmitz was fired on September 18, 2017. United Planners’ Financial Services of America A Limited Partner reported to FINRA that Cody Schmitz was fired after Cody Schmitz signed the client’s name as an accommodation and then self-reported the matter.

If you lost any money on investments with Cody Schmitz, you may be able to recover your losses from United Planners’ Financial Services of America A Limited Partner, and/or Cambridge Investment Research, Inc. This is because United Planners’ Financial Services of America A Limited Partner and Cambridge Investment Research, Inc. had a duty to supervise Cody Schmitz.

If you lost money on investments with Cody Schmitz, and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against United Planners’ Financial Services of America A Limited Partner and/or Cambridge Investment Research, Inc., concerning Cody Schmitz’ conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $170 million on behalf of victimized investors. If you lost money on any investments with Cody Schmitz and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.   

 

Keywords: Cody Brian Schmitz, Cody Schmitz, FINRA, United Planners, Cambridge Investment, SEC, Fraud, Attorney, Broker, Brokerage, Firm, Brokerage Firm, Invest, Lawyer, Securities Lawyer, Goodman and Nekvasil, Nekvasil, Goodman, Investor, Investment, Financial, Financial Services, Securities 

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