Clement Lancelot Chichester (Clement Chichester) a/k/a Clement Ignatius Chichester Fired by Western International Securities, Inc. and Barred from Securities Industry – Goodman & Nekvasil P.A., May Recover Investor Losses

Goodman & Nekvasil P.A., May Recover Investor Losses - Clement Lancelot Chichester (Clement Chichester) a/k/a Clement Ignatius Chichester Fired by Western International Securities, Inc. and Barred from Securities Industry

From 2012 until Clement Chichester’s firing in 2017, Clement Chichester was licensed with Western International Securities, Inc. According to FINRA’s records, Clement Chichester was fired by Western International Securities, Inc. on October 5, 2017. Western International Securities, Inc. reported to FINRA that Clement Chichester accepted FINRA AWC for failure to respond.

On the same day as Clement Chichester’s firing by Western International Securities, Inc., FINRA investigated Clement Chichester and brought a disciplinary action against Clement Chichester. Clement Chichester was barred from the securities and investment banking industry by the Financial Industry Regulatory Authority (FINRA) on October 5, 2017. FINRA reports that Clement Chichester consented to the sanction and to the entry of findings that Clement Chichester failed to provide FINRA-requested documents and information after initially providing partial responses to a previous request in connection with FINRA’s investigation of Clement Chichester’s alleged receipt of funds from a customer of Clement Chichester’s member firm. 

If you lost any money on investments with Clement Chichester, you may be able to recover your losses from Western International Securities, Inc. This is because Western International Securities, Inc. had a duty to supervise Clement Chichester.  

If you lost money on investments with Clement Chichester and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Western International Securities, Inc. concerning Clement Chichester’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years.  Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with Clement Chichester and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.

 

Keywords: FINRA, Clement Lancelot Chichester, Clement Ignatius Chichester, Western International Securities, SEC, Fraud, Attorney, Broker, Brokerage, Firm, Brokerage Firm, Invest, Lawyer, Securities Lawyer, Goodman and Nekvasil, Nekvasil, Goodman, Investor, Investment, Financial, Financial Services, Securities 

Back to Blogs

Contact Us For a Free Consultation

 
CAPTCHA
This question is for testing whether or not you are a human visitor and to prevent automated spam submissions.
5 + 1 =
Solve this simple math problem and enter the result. E.g. for 1+3, enter 4.