Chris Scott Howard (Chris Howard) Licensed with PFS Investments Inc. -- Goodman & Nekvasil P.A, May Recover Investor Losses
Goodman & Nekvasil P.A, May Recover Investor Losses - Chris Scott Howard (Chris Howard) Licensed with PFS Investments Inc.
Since 1987, Chris Howard has been licensed with PFS Investments Inc. in Las Vegas, Nevada.
FINRA reports that the State of Nevada Securities Division brought an enforcement action against Chris Howard in 2012. Chris Howard consented to a $60,000 monetary fine. The State of Nevada alleged that Chris Howard failed to disclose and obtain written approval from Chris Howard’s firm prior to receiving compensation from an outside motivational speaker in connection with seminars that Primerica/PFS Representatives paid a fee to attend, and failed to adhere to the requirements of NASD Rule 3030 and/or FINRA rule 3270 by making certain introductions and receiving monetary and non-monetary compensation from Fidel iSOFT, Inc., without prompt and/or prior written approval from the firm.
FINRA reports seven arbitration claims/complaint were filed alleging sales practice violations against Chris Howard. The claims were all filed by co-investors in a non-public company who lost money. The claims were settled, the highest settlement being $331,695.33, of which Chris Howard contributed the entire settlement.
If you lost any money on investments with Chris Howard, you may be able to recover your losses from PFS Investments Inc. This is because PFS Investments Inc. had a duty to supervise Chris Howard.
If you lost money on investments with Chris Howard, and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against PFS Investments Inc., concerning Chris Howard’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq, formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on any investments with Chris Howard and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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