Chad Everett Wiegand (Chad Wiegand) Formerly Licensed with National Planning Corporation, Pleads Guilty to Conspiracy to Commit Securities Fraud – Goodman & Nekvasil P.A, May Recover Investor Losses
Goodman & Nekvasil P.A, May Recover Investor Losses - Chad Everett Wiegand (Chad Wiegand) Formerly Licensed with National Planning Corporation, Pleads Guilty to Conspiracy to Commit Securities Fraud
Chad Wiegand was licensed with National Planning Corporation from 2008 to 2013. FINRA reports that the SEC barred Chad Wiegand from the securities industry for insider trading. FINRA also reports that on June 9, 2015, Chad Wiegand pled guilty to one felony count of conspiracy to commit securities fraud.
FINRA also reports that Chad Wiegand was fired by National Planning Corporation on March 19, 2013. National Planning Corporation reported to FINRA that Chad Wiegand was fired after being accused of exercising trading discretion in clients’ account.
If you lost any money on investments with Chad Wiegand you may be able to recover your losses from National Planning Corporation. This is because National Planning Corporation had a duty to supervise Chad Wiegand.
If you lost money on investments with Chad Wiegand and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against National Planning Corporation concerning Chad Wiegand’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. If you lost money on investments with Chad Wiegand and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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