Benjamin John Pritchett (Benjamin Pritchett) Fired by Wells Fargo Advisors, LLC and Barred from Securities Industry – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses - Benjamin John Pritchett (Benjamin Pritchett) Fired by Wells Fargo Advisors, LLC and Barred from Securities Industry
From 2010 until Benjamin Pritchett’s firing in 2015, Benjamin Pritchett was licensed with Wells Fargo Advisors, LLC. According to FINRA’s records, Benjamin Pritchett was fired by Wells Fargo Advisors, LLC on August 14, 2015. Wells Fargo Advisors, LLC reported to FINRA that Benjamin Pritchett was discharged by Wells Fargo Bank, NA for accessing bank account records without a proper business purpose and providing the records to a third party in exchange for compensation.
Subsequent to Benjamin Pritchett’s firing by Wells Fargo Advisors, LLC, FINRA investigated Benjamin Pritchett and brought a disciplinary action against Benjamin Pritchett. Benjamin Pritchett was barred from the securities and investment banking industry by the Financial Industry Regulatory Authority (FINRA) on January 25, 2016. FINRA reports that Benjamin Pritchett failed to respond to FINRA request for information.
FINRA also reports that a complaint involving Benjamin Pritchett’s conduct with a prior employer, alleging unauthorized trading, was settled.
If you lost any money on investments with Benjamin Pritchett, you may be able to recover your losses from Wells Fargo Advisors, LLC. This is because Wells Fargo Advisors, LLC had a duty to supervise Benjamin Pritchett.
If you lost money on investments with Benjamin Pritchett and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Wells Fargo Advisors, LLC concerning Benjamin Pritchett’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on investments with Benjamin Pritchett and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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