Michael Siegel - Michael Alan Siegel, Financial Advisor Barred from Securities Industry

Goodman & Nekvasil P.A., May Recover Investor Losses | Michael Siegel - Michael Alan Siegel, Financial Advisor Barred from Securities Industry 

Michael Siegel was a formerly licensed financial advisor with National Securities Corporation and Concorde Investment Services, LLC in New Jersey. FINRA reports that Michael Siegel was barred from the securities and investment banking industry on October 28, 2016. FINRA reports that Michael Siegel failed to respond to FINRA request for information.

FINRA reports that two arbitration claims involving Michael Siegel’s conduct with Concorde Investment Services LLC and National Securities Corp. were filed alleging misrepresentation, suitability, fraud, churning and/or forgery. These two arbitration claims settled for $250,000 and $150,000.

FINRA also reports than a complaint involving Michael Siegel’s conduct with National Securities Corp. was filed alleging misrepresentation, unauthorized trading and suitability.

If you lost any money on investments with Michael Siegel, you may be able to recover your losses from National Securities Corporation and/or Concorde Investment Services, LLC. This is because National Securities Corporation and Concorde Investment Services, LLC had a duty to supervise Michael Siegel.

If you lost money on investments with Michael Siegel and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Concorde Investment Services, LLC and/or National Securities Corporation concerning Michael Siegel’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Michael Siegel and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us. 

Investment Fraud Attorney, Stockbroker Misconduct Disciplinary Actions, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, PIABA, SEC, Securities Exchange Commission, NASD, National Association of Securities Dealers, NASDAQ, Dow Jones, Wall Street, New York Stock Exchange

 

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