Mark Hopkins - Financial Advisor Mark Hopkins Barred from Securities Industry

Mark Hopkins - Financial Advisor Mark Hopkins Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Losses

Mark Hopkins Financial Advisor CRD #2653473

Mark Hopkins was formerly licensed with American Portfolios Financial Services, Inc. According to FINRA, Mark Hopkins was barred from the securities industry in May 2019. According to FINRA, Mark Hopkins refused to provide documents and information requested by FINRA.

According to Mark Hopkins’ CRD, a complaint has been filed alleging that Mark Hopkins solicited funds for an investment away from the broker-dealer at a credit union. Mark Hopkins also allegedly presented a copy of an altered bank check as evidence of his ability to repay. According to Mark Hopkins’ CRD, this customer complaint is currently pending and seeks at least $400,000 in damages. 

If you lost any money on investments with Mark Hopkins, you may be able to recover your losses. If you lost money on investments with Mark Hopkins and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Mark Hopkins’ conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.

Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Mark Hopkins and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us. 

Investment Fraud Attorney, Stockbroker Misconduct Disciplinary Actions, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, PIABA, SEC, Securities Exchange Commission, NASD, National Association of Securities Dealers, NASDAQ, Dow Jones, Wall Street, New York Stock Exchange

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