Jimmy Moscoso, Financial Advisor Jimmy Moscoso Barred from Securities Industry

Jimmy Moscoso, Financial Advisor Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses 

Jimmy Moscoso CRD #2912265

Jimmy Moscoso was a previously licensed financial advisor with Lincoln Financial Advisors Corporation. FINRA reports that Jimmy Moscoso was barred from the securities and investment banking industry in February 2018.

ACCORDING TO FINRA: Jimmy Moscoso consented to the sanction and to the entry of findings that he converted customer funds. The findings stated that an elderly customer agreed to invest $20,000 in a purported real estate investment and gave Jimmy Moscoso a check for $20,000 made payable to the name of a business owned by him. Jimmy Moscoso endorsed the check, deposited it into a bank account he controlled, and used the funds for his own personal use. After Jimmy Moscoso's member firm discovered his conduct, it fully reimbursed the customer and he reimbursed the firm.

If you lost any money on investments with Jimmy Moscoso, you may be able to recover your losses. If you lost money on investments with Jimmy Moscoso and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Jimmy Moscoso’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Jimmy Moscoso and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.  

Juergen Weber was previously licensed with Benjamin & Jerold Brokerage I, LLC. FINRA reports that Juergen Weber was barred from the securities industry in September 2018.

According to FINRA: Juergen Weber consented to the sanction and to the entry of findings that Juergen Weber failed to appear and refused to provide on-the-record testimony requested by FINRA in connection with its investigation into allegations that he made unsuitable recommendations and executed unauthorized trades in a customer account.

If you lost money on investments with Juergen Weber and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Juergen Weber’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Juergen Weber and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.  

 

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