James Flynn (Jim Flynn) Fired by Voya Financial Advisors, Inc. | Goodman & Nekvasil P.A., May Recover Investor Losses

Goodman & Nekvasil P.A., May Recover Investor Losses | James Flynn (Jim Flynn) Fired by Voya Financial Advisors, Inc.

From May 2013 until James Flynn's (Jim Flynn’s) firing in February 2017, James Flynn (Jim Flynn) was licensed with Voya Financial Advisors, Inc. James Flynn (Jim Flynn) is now licensed with  IFS Securities and was previously licensed with Capital Investment Group, Inc. According to FINRA records, James Flynn (Jim Flynn) was fired by Voya Financial Advisors, Inc. on February 10, 2017. Voya Financial Advisors, Inc. reported to FINRA that James Flynn (Jim Flynn) was fired after being accused of providing misleading information to Voya Financial Advisors during a complaint investigation.

FINRA reports that a complaint was filed, alleging misinformation was given about options for the redemption of a real estate security. This complaint involving James Flynn's (Jim Flynn’s) conduct with Voya Financial Advisors, Inc. is pending and seeks $42,850 in damages.

FINRA also reports that four additional complaints involving James Flynn's (Jim Flynn’s) conduct with Voya Financial Advisors, Inc. were filed, alleging unsuitability and/or unauthorized trading related to REITs and/or other investments. Two of these complaints were settled for $196,788.18 and $167,673.17.

FINRA reports that a previous arbitration claim involving James Flynn’s (Jim Flynn's) conduct with Capital Investment Group, Inc. was filed, alleging unauthorized and unsuitable trades. This arbitration claim was settled for $52,500.

If you lost money on REITs and/or other investments with Jim Flynn and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Voya Financial Advisors, Inc., IFS Securities, and/or Capital Investment Group, Inc. concerning James Flynn's (Jim Flynn’s) conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on REITs and/or other investments with James Flynn (Jim Flynn) and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.  

 

Keywords: James Travis Flynn, James Flynn, Jim Flynn, Flynn, Voya Financial, IFS Securities, Capital Investment, FINRA, SEC, Fraud, Attorney, Broker, Brokerage, Firm, Brokerage Firm, Invest, Lawyer, Securities Lawyer, Goodman and Nekvasil, Nekvasil, Goodman, Investor, Investment, Financial, Financial Services, Securities 

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