Herbert Voss - Financial Advisor Herbert Voss Barred from Securities Industry
Herbert Voss - Financial Advisor Herbert Voss Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses
Herbert Voss CRD #1014475
From 2009 until Herbert Voss’ discharge in 2018, Herbert Voss was licensed with Stockcross Financial Services, Inc. According to FINRA’s records, Herbert Voss was discharged from Stockcross Financial Services, Inc. on May 23, 2018 relating to unauthorized option trading.
Subsequent to Herbert Voss’ discharge from Stockcross Financial Services, Inc. FINRA investigated Herbert Voss and brought a disciplinary action against Herbert Voss. Herbert Voss was barred from the securities and investment banking industry on May 23, 2018. FINRA reports that Herbert Voss consented to the sanction and to the entry of findings that Herbert Voss refused to appear for FINRA on-the-record testimony concerning a customer complaint alleging that Hebert Voss had engaged in unauthorized trading in the customer’s account.
If you lost any money on investments with Herbert Voss, you may be able to recover your losses from Stockcross Financial Services, Inc. This is because Stockcross Financial Services, Inc. had a duty to supervise Herbert Voss.
If you lost money on investments with Herbert Voss and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Stockcross Financial Services, Inc. concerning Herbert Voss’ conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered approximately $180 million on behalf of victimized investors. If you lost money on investments with Herbert Voss and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Investment Fraud Attorney, Stockbroker Misconduct Disciplinary Actions, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, PIABA, SEC, Securities Exchange Commission, NASD, National Association of Securities Dealers, NASDAQ, Dow Jones, Wall Street, New York Stock ExchangeBack to Blogs