Farid Morim, Financial Advisor Farid Morim Barred from Securities Industry

Farid Morim, Financial Advisor Farid Morim Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses 

Farid Morim Financial Advisor CRD #5023477

Farid Morim was previously licensed with J.P. Morgan Securities LLC. FINRA reports that Farid Morim was barred from the securities industry in February 2018.

ACCORDING TO FINRA: Farid Morim was named a respondent in a FINRA complaint alleging that Farid Morim failed to timely respond to FINRA requests for information and documents in connection with its investigation into his potential conversion of customer assets and undisclosed outside business activities. The complaint alleges that in furtherance of the investigation, FINRA requested that Farid Morim provide additional documents and information and to date, he has failed to comply with these requests.

If you lost money on investments with Farid Morim and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Farid Morim’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Farid Morim and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.


Investment Fraud Attorney, Stockbroker Misconduct Disciplinary Actions, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, PIABA, SEC, Securities Exchange Commission, NASD, National Association of Securities Dealers, NASDAQ, Dow Jones, Wall Street, New York Stock Exchange

Back to Blogs

Contact Us For a Free Consultation

Type in the characters you see in the box below. Call our Firm at 1-800-500-4442 if you have trouble.
Enter the characters shown in the image.