Edward Earl Matthes - Edward Matthes, Financial Advisor Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses

Goodman & Nekvasil P.A., May Recover Investor Losses | Edward Earl Matthes - Edward Matthes, Financial Advisor Barred from Securities Industry 

Edward Matthes was licensed with Mutual of Omaha Investor Services, Inc. from 2012 to 2019. FINRA reports that Edward Matthes was barred from the securities industry in March 2019.

ACCORDING TO FINRA: Edward Matthes consented to the sanction and to the entry of findings that Edward Matthes failed to provide documents and information requested by FINRA in connection to an investigation that FINRA initiated based on an external tip.

Mutual of Omaha Investor Services, Inc. reported to FINRA that Edward Matthes was discharged in March 2019. Mutual of Omaha Investor Services, Inc. reported to FINRA that Edward Matthes was discharged for creating fictious account statements and diverting customer funds for Edward Matthes’ own personal use.

If you lost money on investments with Edward Matthes and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Edward Matthes’ conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Edward Matthes and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us. 

Investment Fraud Attorney, Stockbroker Misconduct Disciplinary Actions, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, PIABA, SEC, Securities Exchange Commission, NASD, National Association of Securities Dealers, NASDAQ, Dow Jones, Wall Street, New York Stock Exchange

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