Cindy Chiellini - Customer Disputes Filed Alleging Sales Practice Violations Against Cindy Chiellini
Cindy Chiellini – 14 Customer Disputes Filed Alleging Sales Practice Violations Against Cindy Chiellini | Goodman & Nekvasil, P.A. May Recover Investor Losses
Cindy Chiellini CRD #1015592
Cindy Chiellini has been licensed with Centaurus Financial, Inc. since 2015. According to Cindy Chiellini’s CRD, Cindy Chiellini has 12 pending customer disputes relating to Cindy Chiellini’s conduct with J.P. Turner & Co. and/or Centaurus Financial, Inc., alleging negligence, breach of fiduciary duty and/or unsuitable investments, among other allegations. According to Cindy Chiellini’s CRD, two of these customer disputes seek as much as $1,000,000 and $500,000 in damages, respectively.
According to Cindy Chiellini’s CRD, two customer disputes alleging sales practice violations against Cindy Chiellini were settled recently. In one of these disputes, the customer alleged that on or about July 3, 2018 the financial advisor processed unauthorized/unsuitable trades, according to the CRD. The CRD on FINRA’s website reports that the customer alleged damages of $90,000 and settled the claim for $65,000. In the other dispute, the customers alleged that they were sold unsuitable investments from 2010 through 2016, according to the CRD. The CRD on FINRA’s website reports that the customers alleged damages of $164,000 and settled for $70,000.
If you lost money on investments with Cindy Chiellini and believe that the investments were unsuitable and/or unauthorized or that the risks of the investments were not disclosed to you, you may be able to recover your losses from Centaurus Financial, Inc. This is because Centaurus Financial, Inc. had a duty to supervise Cindy Chiellini.
Please contact us if you would like to discuss the possibility of retaining our firm to represent you in an arbitration action against Centaurus Financial, Inc. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you invested with Cindy Chiellini and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Cindy Chiellini, Investment Fraud Attorney, Stockbroker Misconduct Disciplinary Actions, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, PIABA, SEC, Securities Exchange Commission, NASD, National Association of Securities Dealers, NASDAQ, Dow Jones, Wall Street, New York Stock Exchange, Cindy ChielliniBack to Blogs