Bruce Plyer, Financial Advisor Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses | Bruce Plyer, Financial Advisor Barred from Securities Industry
Bruce Plyer was a formerly licensed financial advisor with Morgan Stanley from 2009 to 2016. FINRA reports that Bruce Plyer was discharged from Morgan Stanley on November 28, 2016. Morgan Stanley reported to FINRA that Bruce Plyer allegedly executed trades in clients’ accounts without authorization.
Bruce Plyer was barred from the securities and investment banking industry on October 29, 2018. FINRA reports that Bruce Plyer consented to the sanction and to the entry of findings that Bruce Plyer failed to appear and provide testimony as requested in connection with an investigation concerning allegations that Bruce Plyer engaged in unauthorized trading in customer accounts.
If you lost any money on investments with Bruce Plyer, you may be able to recover your losses from Morgan Stanley This is because Morgan Stanley had a duty to supervise Bruce Plyer.
If you lost money on investments with Bruce Plyer and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Morgan Stanley concerning Bruce Plyer’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Bruce Plyer and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.Back to Blogs