Frank Zito, Financial Advisor Discharged from Merrill Lynch | Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses | Frank Zito, Financial Advisor Discharged from Merrill Lynch
Frank Zito was a formerly licensed financial advisor with Merrill Lynch from 2010 to 2018. FINRA reports that Frank Zito was discharged from the securities and investment banking industry on June 25, 2018. Merrill Lynch reported to FINRA that Frank Zito allegedly failed to adhere to Firm standards regarding selling away and failure to fully disclose participation in an outside business activity.
FINRA reports that Frank Zito disclosed other business activities including being a “purchasing timber from a timber management firm.”
If you lost any money on investments with Frank Zito, you may be able to recover your losses from Merrill Lynch. This is because Merrill Lynch had a duty to supervise Frank Zito.
If you lost money on investments with Frank Zito and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Merrill Lynch concerning Frank Zito’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Frank Zito and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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