LF Financial, LLC (CRD # 38619, Boca Raton, Florida) and Jed Philip Kaplan (CRD # 1622929, Registered Principal, Boca Raton, Florida) submitted a Letter of Acceptance, Waiver and Consent in which the firm and Kaplan were censured and fined $15,000, jointly and severally. Without admitting or denying the findings, the firm and Kaplan consented to the described sanctions and to the entry of findings that the firm, acting through Kaplan, failed to report, or timely report, disclosable settlements; failed to timely report disclosable regulatory orders; and failed to timely file summary and statistical information for customer complaints that the firm received. The findings stated that the firm, acting through Kaplan, failed to file a Uniform Application for Securities Industry Registration or Transfer (Form U4) amendment and failed to timely file amendments to Uniform Applications for Broker-Dealer Registration (Forms BD), Forms U4 or Uniform Termination Notices for Securities Industry Registration (Forms U5).