Jeffrey David Guckert (CRD # 3097226, Registered Representative, South Boston, Massachusetts) was barred from association with any FINRA member in any capacity. The sanction was based on findings that Guckert failed to respond to FINRA requests for information. The findings stated that Guckert promised in an oral agreement to provide a financial service plan to a customer for two years and, instead of complying with the terms of the agreement and forwarding the customer’s funds to his member firm’s corporate office, Guckert endorsed the check and deposited it in an unknown account. The findings also stated that Guckert provided some financial planning advice to his customer over a short time period, but resigned from his firm without notifying the customer that he would not be providing further services, and failed to return any of the funds paid by the customer for the agreed-upon services. (FINRA Case # 2007008174801)