Eric Andy Fiszer (CRD # 4381776, Registered Representative, Poplar Grove, Illinois) submitted a Letter of Acceptance, Waiver and Consent in which he was suspended from association with any FINRA member in any capacity for 30 days. In light of Fiszer’s financial status, no monetary sanctions were imposed. The sanction was based on findings that Fiszer engaged in outside business activities, for compensation, and failed to give prompt written notice to his member firm.

The sanction was in effect from January 5, 2009, through February 3, 2009. (FINRA Case # 2007010577101)