Archive for September, 2011

Brandstaetter, Peter Joseph

Thursday, September 22nd, 2011

Peter Joseph Brandstaetter (CRD # 3206399, Registered Representative, Chicago, Illinois) submitted a Letter of Acceptance, Waiver and Consent in which he was fined $20,000 and suspended from association with any FINRA member in any capacity for 10 business days. Without admitting or denying the findings, Brandstaetter consented to the described sanctions and to the entry [...]

 
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