Lawrence Bruce Card (CRD # 1371765, Registered Principal, Clinton Township, Michigan) submitted a Letter of Acceptance, Waiver and Consent in which he was fined $5,000 and suspended from association with any FINRA member in any capacity for six months. The fine must be paid either immediately upon Card’s reassociation with a FINRA member firm following his suspension, or prior to the filing of any application or request for relief from any statutory disqualification, whichever is earlier. Without admitting or denying the findings, Card consented to the described sanctions and to the entry of findings that he falsely completed his member firm’s annual compliance checklist certification and willfully failed to disclose material information on his Form U4.
The suspension is in effect from May 17, 2010, through November 16, 2010.

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