Douglas Leon Swenson (CRD # 1196632, Registered Principal, Eagle, Idaho) submitted a Letter of Acceptance, Waiver and Consent in which he was barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Swenson consented to the described sanction and to the entry of findings that he had provided FINRA with incomplete information and documents, and failed to provide additional requested information and documents. (FINRA Case # 2008015496701)