Parry Jr., George Thomas
George Thomas Parry Jr. (CRD # 1259983, Registered Representative, Akron, Ohio) submitted a Letter of Acceptance, Waiver and Consent in which he was fined $15,000 and suspended from association with any FINRA member in any capacity for 60 days. Without admitting or denying the findings, Parry consented to the described sanctions and to the entry of findings that he executed trades in a customer’s accounts without the customer’s prior knowledge, authorization or consent. The findings stated that Parry exercised discretionary trading authority in numerous other customers’ accounts by entering stop orders without notifying the customers or without written discretionary trading authority. The suspension is in effect from December 21, 2009, through February 18, 2010. (FINRA Case # 2007011369301)
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