Engler, Jeffery Michael
Jeffery Michael Engler (CRD # 4805972, Registered Representative, Marana, Arizona) submitted a Letter of Acceptance, Waiver, and Consent in which he was barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Engler consented to the described sanction and to the entry of findings that, while associated with a member firm and employed by its affiliated insurance company, he completed and submitted e-Life Insurance Applications in the names of applicants, listing his insurance agency address as the applicants’ residence address rather than their actual residence addresses and signed the applicants’ names to the applications. The findings stated that Engler committed these acts without the applicants’ knowledge or consent, and received commissions totaling $16,212 for these transactions. The findings also stated that Engler failed to provide FINRA with requested information. (FINRA Case # 2009016679901)

