Barker, Randall Charles

Randall Charles Barker (CRD # 2474154, Registered Representative, Montrose, Colorado) was barred from association with any FINRA member in any capacity. The sanction was based on findings that Barker misappropriated $16,261.18 in insurance premium payments by intercepting customers’ premium payments, depositing the payments into his personal bank account and using the funds for personal expenses. The findings stated that Barker failed to respond to FINRA requests for information and documents. (FINRA Case # 2008013441601)

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