Michael Gene Walker (CRD # 4010742, Registered Representative, Spring, Texas) submitted a Letter of Acceptance, Waiver and Consent in which he was fined $5,000 and suspended from association with any FINRA member in any capacity for six months. The fine must be paid either immediately upon Walker’s reassociation with a FINRA member firm following his suspension, or prior to the filing of any application or request for relief from any statutory disqualification, whichever is earlier. Without admitting or denying the findings, Walker consented to the described sanctions and to the entry of findings that he willfully failed to disclose material information on his Form U4. The suspension is in effect from September 21, 2009, through March 20, 2010. (FINRA Case # 2008014921201)

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