Mitchell Ted Toland (CRD # 2038802, Registered Representative, New York, New York) submitted an Offer of Settlement in which he was fined $5,000 and suspended from association with any FINRA member in any capacity for 45 days. Without admitting or denying the allegations, Toland consented to the described sanctions and to the entry of findings that he willfully failed to disclose material information on his Form U4. The suspension is in effect from October 19, 2009, through December 2, 2009. (FINRA Case # 2007009978502)

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