Anastas Iliev Kalaidjiev (CRD # 5498837, Associate Person, Sacramento, California) was fined $5,000 and suspended from association with any FINRA member in any capacity for two years and an additional 90 days; the suspensions shall run consecutively. The fine is due and payable if and when Kalaidjiev’s applies to associate with a member firm following his suspension. The sanction was based on findings that Kalaidjiev provided an oral, rather than written, response to requests for information, and failed to provide requested documents. The findings stated that Kalaidjiev failed to disclose material information on his Form U4. The suspensions are in effect from September 21, 2009, through December 19, 2011. (FINRA Case # 2008013050901)

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