Jordan, Jennifer Anne
Jennifer Anne Jordan (CRD # 2814586, Registered Representative, Portland, Oregon) was fined $20,000 and suspended from association with any FINRA member in any capacity for two years. The National Adjudicatory Council (NAC) imposed the sanctions following an appeal of an Office of Hearing Officers (OHO) decision. The sanctions were based on findings that Jordan failed to make required disclosures in research reports and made misleading omissions in communications with the public. The suspension is in effect from November 2, 2009, through November 1, 2011. (FINRA Case # 2005001919501)
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