Weinrich, Christopher Anderson

Christopher Anderson Weinrich (CRD #1462725, Registered Representative, Kansas City, Missouri) submitted a Letter of Acceptance, Waiver and Consent in which he was fined $11,247.00, which includes $1,247 in disgorgement, and suspended from association with any NASD member in any capacity for 30 business days. The fine must be paid before Weinrich reassociates with any NASD member following the suspension, or before he requests relief from any statutory disqualification. Without admitting or denying the findings, Weinrich consented to the described sanctions and to the entry of findings that he recommended securities transactions to a public customer without having reasonable grounds for believing that the recommendations were suitable in light of the customer’s financial situation and needs. The suspension in any capacity was in effect from January 2, 2007, through February 13, 2007. (NASD Case #20050020878-01)

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