John Christopher Sanchez (CRD #3153473, Registered Representative, Mullica Hill, New Jersey) submitted a Letter of Acceptance, Waiver and Consent in which he was fined $5,000 and suspended from association with any NASD member in any capacity for three months. The fine must be paid before Sanchez reassociates with a member firm following the suspension, or before he requests relief from any statutory disqualification. Without admitting or denying the findings, Sanchez consented to the described sanctions and to the entry of findings that he willfully failed to amend his Form U4 to disclose material information.
The suspension in any capacity is in effect from January 2, 2007, through April 1, 2007. (NASD Case #2006004709801)

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