Manuel Rose III (CRD #1424164, Registered Representative, Grand Rapids, Michigan) submitted an Offer of Settlement in which he was barred from association with any NASD member in any capacity. Without admitting or denying the allegations, Rose consented to the described sanction and to the entry of findings that he received $22,000 from a public customer for investment, deposited the funds into his checking account and failed to make an investment on the customer’s behalf. The findings also stated that Rose failed to respond to NASD requests for information. (NASD Case #2005000760301)

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