Parker, Lamont Percell
Lamont Percell Parker (CRD #2946241, Registered Representative, Swarthmore, Pennsylvania) submitted a Letter of Acceptance, Waiver and Consent in which he was fined $15,000 and suspended from association with any NASD member in any capacity for three months. Without admitting or denying the findings, Parker consented to the described sanctions and to the entry of findings that he affixed public customers’ signatures to his member firm’s proprietary forms to replace lost original forms and placed them in the customers’ records as authentic.
The suspension in any capacity is in effect from January 2, 2007, through April 1, 2007. (NASD Case #2005002097001)
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