Tony Seokoo Paik (CRD #2894154, Registered Representative, Suwanee, Georgia) submitted a Letter of Acceptance, Waiver and Consent in which he was fined $2,500 and suspended from association with any NASD member in any capacity for 30 days. Without admitting or denying the findings, Paik consented to the described sanctions and to the entry of findings that he engaged in outside business activities for compensation and failed to provide prompt written notice to his member firm.
The suspension in any capacity was in effect from January 2, 2007, through January 31, 2007. (NASD Case #2005003466101)

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