Menz, Theresa Jane

Theresa Jane Menz (CRD #4636567, Registered Representative, Columbus, Ohio) submitted a Letter of Acceptance, Waiver and Consent in which she was barred from association with any NASD member in any capacity. Without admitting or denying the findings, Menz consented to the described sanction and to the entry of findings that, without a public customer’s knowledge or consent, she withdrew $4,327.78 funds from the customer’s bank account for her own benefit. The findings stated that Menz converted funds from another customer’s account in order to repay the funds she had previously taken from the other customer. (NASD Case #2005003138901)

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