John Henry Kelly (CRD #2489408, Registered Representative, Cherry Hill, New Jersey) submitted a Letter of Acceptance, Waiver and Consent in which he was fined $5,000 and suspended from association with any NASD member in any capacity for six months. The fine must be paid before Kelly reassociates with any NASD member following the suspension, or before he requests relief from any statutory disqualification. Without admitting or denying the findings, Kelly consented to the described sanctions and to the entry of findings that he willfully failed to disclose material information on his Form U4.
The suspension in any capacity is in effect from January 2, 2007, through July 1, 2007. (NASD Case #2006004716901)

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