Harris, Norman Albert

Norman Albert Harris (CRD #4309293, Registered Representative, Randallstown, Maryland) was barred from association with any NASD member in any capacity. The sanction was based on findings that Harris failed to respond to NASD requests for information. The findings further stated that Harris failed to provide his member firm with prompt written notice of his outside business activities. (NASD Case #2005001824501)

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