Spencer, Jeff Ross

Jeff Ross Spencer (CRD # 5066973, Registered Representative, Hickory, North Carolina) was barred from association with any FINRA member in any capacity. The sanction was based on findings that Spencer falsified a customer’s signature on documents submitted to his member firm to open multiple accounts for the customer, and failed to respond to FINRA requests for information.

 
Goodman & Nekvasil, P.A., 14020 Roosevelt Blvd., Suite 808, P.O. Box 17709, Clearwater, FL 33762