Mark Steven Ramos (CRD # 1399655, Registered Principal, Orland Park, Illinois) submitted an Offer of Settlement in which he was fined $5,000, barred from association with any FINRA member in any principal capacity and suspended from association with any FINRA member in any capacity for one year. The fine must be paid either immediately upon Ramos’ reassociation with a FINRA member firm following his suspension, or prior to the filing of any application or request for relief from any statutory disqualification, whichever is earlier. Without admitting or denying the allegations, Ramos consented to the described sanctions and to the entry of findings that he willfully failed to disclose material information on his Form U4.