Frederick Lee Mathis (CRD # 4831306, Registered Representative, Marietta, Georgia) was barred from association with any FINRA member in any capacity. The sanction was based on findings that Mathis used his manager’s user identification and password to make unauthorized credits to his brokerage account at his member firm and to his bank account at his firm’s bank affiliate. The findings stated that Mathis credited a total of $1,205 from the firm account used to provide credits to customers to which he was not entitled. The findings also stated that Mathis failed to respond to FINRA requests for documents and information.