Kleinerman, Jill A.
Jill A. Kleinerman (CRD # 2233277, Registered Representative, Lewis Center, Ohio) submitted a Letter of Acceptance, Waiver and Consent in which she was fined $2,500 and suspended from association with any FINRA member in any capacity for 30 days. In light of Kleinerman’s financial status, the imposed fine was $2,500. Without admitting or denying the findings, Kleinerman consented to the described sanctions and to the entry of findings that, in order to obtain authorization for withdrawals totaling $37,299.55 for a public customer directly from her IRA securities account, Kleinerman completed a distribution request form, dated the form in her own handwriting, affixed a photocopy of the customer’s signature onto the form and submitted it to her member firm. The findings stated that Kleinerman used a photocopy of the customer’s signature several times on distribution request forms with the customer’s full knowledge or consent.

