Edward James Jeffery (CRD # 2296293, Registered Principal, Portland, Oregon) submitted a Letter of Acceptance, Waiver and Consent in which he was fined $10,000 and suspended from association with any FINRA member in any capacity for 30 business days. Without admitting or denying the findings, Jeffery consented to the described sanctions and to the entry of findings that he effected discretionary transactions in a customer’s account without written discretionary authority and without his member firm’s acceptance of the customer’s accounts as discretionary.