Rossi, Philip Donato

Philip Donato Rossi (CRD # 2001232, Registered Representative, Shaker Heights, Ohio) was barred from association with any FINRA member in any capacity. The sanction was based on findings that Rossi engaged in outside business activities, for compensation, and failed to give prompt written notice to his member firm. The findings stated that Rossi failed to disclose material information on his Form U4 and failed to respond to FINRA requests for information.

 
Goodman & Nekvasil, P.A., 14020 Roosevelt Blvd., Suite 808, P.O. Box 17709, Clearwater, FL 33762