Pamela Louise Mirabella (CRD # 4956888, Associated Person, Peabody, Massachusetts) submitted a Letter of Acceptance, Waiver and Consent in which she was fined $5,000 and suspended from association with any FINRA member in any capacity for six months. The fine must be paid either immediately upon Mirabella’s reassociation with a FINRA member firm following her suspension, or prior to the filing of any application or request for relief from any statutory disqualification, whichever is earlier. Without admitting or denying the findings, Mirabella consented to the described sanctions and to the entry of findings that she failed to respond timely to FINRA requests for information and to appear for an on-the-record interview.

The suspension is in effect from February 17, 2009, through August 16, 2009.