William Francis Kelly (CRD # 2456876, Registered Representative, Fort Myers, Florida) was barred from association with any FINRA member in any capacity. The sanction was based on findings that Kelly failed to respond to FINRA requests for information.

The findings stated that Kelly borrowed $5,000 from a customer contrary to his member firm’s written supervisory procedures prohibiting registered representatives from borrowing from a customer unless the customer was a family member; and the customer was not related to Kelly.